5 questions for former FINRA enforcement chief Susan Schroeder
Julien Dimitri Rigon
16 min
Business & Finance
Description
<p><a href= "https://www.financial-planning.com/podcast/5-questions-for-former-finra-enforcement-chief-susan-schroeder" target="_blank" rel="noopener">The WilmerHale partner</a> discussed Regulation Best Interest, fraud detection and other industry compliance issues.</p>
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Episodes
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5 questions for former FINRA enforcement chief Susan Schroeder
Julien Dimitri Rigon