132 - Fit and Proper Interviews with Regulators

<p dir="ltr">If you’ve been asked to attend an interview with a regulator, don’t panic! In this episode, I share my advice on how to approach these interviews and the types of questions to expect. </p> <p dir="ltr">If you found value in this episode, I would really appreciate if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just <a href= "https://podcasts.apple.com/ch/podcast/compliance-that-makes-sense/id1535160531">click here to review</a>, select “Ratings and Reviews” and “Write a Review” and tell me what your favorite part of the podcast is. </p> <p><strong> </strong></p> <p dir="ltr"><strong>Today's episode:</strong></p> <p dir="ltr">[00:38] An overview of today’s topic: preparing for interviews with regulators.</p> <p dir="ltr">[01:06] The motivation behind this episode. </p> <p dir="ltr">[01:40] Potential reasons that a regulator will request an interview. </p> <p dir="ltr">[03:12] Types of questions that you should expect from an interview with a regulator. </p> <p dir="ltr">[04:25] Advice for how to approach interviews with regulators if you working in a foreign country. </p> <p dir="ltr">[05:49] Important documentation to take with you to a interview with a regulator.</p> <p dir="ltr">[06:56] Experiences that are irrelevant to your interview with a regulator. </p> <p dir="ltr">[07:27] What to do if your history contains some unsavory elements. </p> <p dir="ltr">[09:22] How to decide who to appoint as the board members for your company. </p> <p><strong> </strong></p> <p dir="ltr"><strong>Show links:</strong></p> <ul> <li dir="ltr" style="font-weight: bold;" aria-level="1"> <p dir="ltr" role="presentation"><strong>Use this free resource to find, pay, and negotiate with board members:  <a href= "https://competitivecompliance.lpages.co/director-services-agreement-template/"> https://competitivecompliance.lpages.co/director-services-agreeme